"Problems are only opportunities in work clothes."
– Henry Kaiser
(American industrialist)
– Henry Kaiser
(American industrialist)
Problem solving is a key skill, and it's one that can
make a huge difference to your career. At work, problems are at the
center of what many people do every day. You're either solving a problem
for a client (internal or external), supporting those who are solving
problems, or discovering new problems to solve.
The problems you face can be large or small, simple
or complex, and easy or difficult to solve. Regardless of the nature of
the problems, a fundamental part of every manager's role is finding ways
to solve them. So, being a confident problem solver is really important
to your success.
Much of that confidence comes from having a good
process to use when approaching a problem. With one, you can solve
problems quickly and effectively. Without one, your solutions may be
ineffective, or you'll get stuck and do nothing, with sometimes painful
consequences.
There are four basic steps in problem solving:
- Defining the problem.
- Generating alternatives.
- Evaluating and selecting alternatives.
- Implementing solutions.
Steps 2 to 4 of this process are covered in depth in other areas of Mind Tools. For these, see our sections on Creativity for step 2 (generating alternatives); Decision Making for step 3 (evaluating and selecting alternatives); and Project Management for step 4 (implementing solutions).
The articles in this "Problem Solving" section of
Mind Tools therefore focus on helping you make a success of the first of
these steps – defining the problem. A very significant part of this
involves making sense of the complex situation in which the problem
occurs, so that you can pinpoint exactly what the problem is. Many of
the tools in this section help you do just that. We look at these, and
then review some useful, well-established problem-solving frameworks.
Defining the Problem
The key to a good problem definition is ensuring that
you deal with the real problem – not its symptoms. For example, if
performance in your department is substandard, you might think the
problem is with the individuals submitting work. However, if you look a
bit deeper, the real problem might be a lack of training, or an
unreasonable workload.
Tools like 5 Whys, Appreciation and Root Cause Analysis help you ask the right questions, and work through the layers of a problem to uncover what's really going on.
At this stage, it's also important to ensure that you
look at the issue from a variety of perspectives. If you commit
yourself too early, you can end up with a problem statement that's
really a solution instead. For example, consider this problem statement:
"We have to find a way of disciplining of people who do substandard
work." This doesn't allow you the opportunity of discovering the real
reasons for under-performance. The CATWOE
checklist provides a powerful reminder to look at many elements that
may contribute to the problem, and to expand your thinking around it.
Understanding Complexity
When your problem is simple, the solution is usually
obvious, and you don't need to follow the four steps we outlined
earlier. So it follows that when you're taking this more formal
approach, your problem is likely to be complex and difficult to
understand, because there's a web of interrelated issues.
The good news is that there are numerous tools you
can use to make sense of this tangled mess! Many of these help you
create a clear visual representation of the situation, so that you can
better understand what's going on.
Affinity Diagrams
are great for organizing many different pieces of information into
common themes, and for discovering relationships between these.
Another popular tool is the Cause-and-Effect Diagram.
To generate viable solutions, you must have a solid understanding of
what's causing the problem. Using our example of substandard work,
Cause-and-Effect diagrams would highlight that a lack of training could
contribute to the problem, and they could also highlight possible causes
such as work overload and problems with technology.
When your problem occurs within a business process, creating a Flow Chart, Swim Lane Diagram or a Systems Diagram will help you see how various activities and inputs fit together. This will often help you identify a missing element or bottleneck that's causing your problem.
Quite often, what may seem to be a single problem
turns out to be a whole series of problems. Going back to our example,
substandard work could be caused by insufficient skills, but excessive
workloads could also be contributing, as could excessively short lead
times and poor motivation. The Drill Down technique will help you split your problem into smaller parts, each of which can then be solved appropriately.
Problem-Solving Processes
The four-step approach to problem solving that we
mentioned at the beginning of this article will serve you well in many
situations. However, for a more comprehensive process, you can use
Simplex, Appreciative Inquiry or Soft Systems Methodology (SSM). These
provide detailed steps that you can use to solve a problem effectively.
Simplex
involves an eight-stage process: problem finding, fact finding,
defining the problem, idea finding, selecting and evaluating, planning,
selling the idea, and acting. These steps build upon the basic process
described earlier, and they create a cycle of problem finding and
solving that will continually improve your organization.
Appreciative Inquiry
takes a uniquely positive approach by helping you solve problems by
examining what's working well in the areas surrounding them.
Soft Systems Methodology
is designed to help you understand complex problems so that you can
start the process of problem solving. It uses four stages to help you
uncover more details about what's creating the problem, and then define
actions that will improve the situation.
Using these tools – and others on our Problem Solving
menu – will help you improve your approach to solving the problems that
your team and your organization face. You'll be more successful at
solving problems and, because of this, more successful at what you do.
What's more, you'll begin to build a reputation as someone who can
handle tough situations, in a wise and positive way.
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